Legal Entity Audit Check 2026

The practical self-assessment for legal and compliance professionals that reveals whether your investment management is truly audit-ready—or just appears to be.

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100% Free

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Incl. recommended actions

These companies already trust in Goldright

The Reality of Legal Entity Management

Does this sound familiar?

Legal entity structures grow faster than governance processes can keep up with. The result: Audits become a risk rather than a routine task.

  • Your investment management relies on Excel spreadsheets
    Scattered files and siloed systems are effective stopgap solutions, but they’re only as reliable as the person who last maintained them.

  • You won’t be able to provide the necessary information for the next audit without countless hours of manual preparation
    89% of companies report difficulties in investment management; the complexity of the process is the biggest hurdle.

  • Governance processes for subsidiaries are lacking
    31% of companies have no process in place to ensure effective governance of their subsidiaries.

  • Lack of historical data costs time and creates risk
    Incomplete records and fragmented systems lead to the need for retroactive data entry and, in the worst case, to incorrect or delayed reports.

40%

Faster response times for audits and reports

99,9%

Data Accuracy as the Foundation of Every Audit

20+

Years of Experience in Legal Entity Management

What you can expect

A 9-page practical guide.
A review of your Legal Entity Management.

The Legal Entity Audit Check provides more than just a result—it offers a clear roadmap for the next audit.

Self-Assessment: 10 Questions on Audit Readiness

Identify blind spots in your investment management—with a specific score for each dimension.

Dimensions for Audit-Ready Investment Management

Master data, historical records, governing bodies, regulatory compliance, automation: learn how to validly measure each dimension and make targeted improvements.

Recommendations for Action, Prioritized Based on Your Results

Concrete next steps tailored to your results, from taking stock to automation.

Your Personal Audit Readiness Roadmap

Based on your score: prioritized actions for your next audit.

Stop Guessing.
Start Governing.

Your audit capability is only as reliable as the investment foundation underlying it. The Legal Entity Audit Check uses 10 targeted questions to show you where you stand today—and how you can make rapid progress.

  • 9-page practical guide as a ready-to-use PDF

  • Evaluation score for all 5 dimensions

  • Prioritized recommendations for action based on each score

  • 100% free

What Legal and Compliance Executives Say

With Goldright Legal Entity Manager, we can now access a wide range of information about our companies, including their contracts and documents, at the click of a mouse. The versioning function is particularly helpful, as it also allows historical data to be backed up and retrieved.

Kristiana Steiner, Legal und Compliance, Grazer Wechselseitige Versicherung

Kristiana Steiner

Legal Department and Compliance, Grazer Wechselseitige Insurance AG

Goldright is easy to use and allows us to continuously access up-to-date data on all areas of our holdings dossier. This is indispensable for an international, rapidly growing group like Bühler.

Maja Krapf

Maja Krapf

Head of Legal Services, Bühler Group

A product that combines functionality and user-friendliness wonderfully. Data maintenance and the subsequent output are possible at the push of a button. A great support in daily work, where the participations division is a data provider for many other specialist departments.

Tatjana Skalé

Tatjana Skalé

Legal Entity Management, Raiffeisen State Bank of Styria

With Goldright Legal Entity Manager, we can now access a wide range of information about our companies, including their contracts and documents, at the click of a mouse. The versioning function is particularly helpful, as it also allows historical data to be backed up and retrieved.

Kristiana Steiner, Legal und Compliance, Grazer Wechselseitige Versicherung

Kristiana Steiner

Legal Department and Compliance, Grazer Wechselseitige Insurance AG

Goldright is easy to use and allows us to continuously access up-to-date data on all areas of our holdings dossier. This is indispensable for an international, rapidly growing group like Bühler.

Maja Krapf

Maja Krapf

Head of Legal Services, Bühler Group

A product that combines functionality and user-friendliness wonderfully. Data maintenance and the subsequent output are possible at the push of a button. A great support in daily work, where the participations division is a data provider for many other specialist departments.

Tatjana Skalé

Tatjana Skalé

Legal Entity Management, Raiffeisen State Bank of Styria

Frequently Asked Questions About the Legal Entity Audit Check

Legal Entity Management (LEM) is the centralized, structured management of all legal entities within a corporate group—including ownership structures, governing bodies, mandates, deadlines, and documents. The goal is to maintain an up-to-date, audit-ready overview of the group at all times, serving as the foundation for compliance, reporting, and governance.
Yes, it’s completely free. All you need to do is provide your business email address so we can send you the PDF and provide you with more information if you’re interested.
Manual spreadsheets are prone to errors, lack version control, and are difficult to keep up to date. As corporate structures grow, this leads to conflicting data, missed deadlines, and a lack of traceability—all of which pose a compliance risk. A centralized LEM platform validates data, logs every change, and provides a comprehensive, audit-ready overview.
No. The Legal Entity Audit Check is intentionally designed so that it can be completed even without in-depth expertise. It is intended for legal, compliance, and investment management professionals, CFOs, and project managers who want to realistically assess the status of their investment management.
You’ll receive the PDF immediately via email and can start the self-assessment. Optionally, you can book a free 30-minute initial consultation with one of our legal entity experts to discuss your results and define next steps.
It takes about 15 minutes to answer all 10 questions. We strongly recommend that you complete the assessment together with your legal department, compliance team, and the relevant business units—different perspectives often yield the most valuable insights.
No. The check is an honest self-assessment designed to help you determine how well prepared you are for your next audit in the area of investment management—regardless of whether Goldright is involved or not. It specifically prepares you for external audits, but it does not replace them.
Centralized, validated data with a complete change history and timestamps provide an audit-proof view of ownership interests. Auditors and stakeholders receive evidence accurate as of the reporting date, and governance rules are enforced by the system—which reduces the effort and risk associated with audits.

Talk to our Experts

Your personal contact
Philipp Seibald, Vice President Sales bei Goldright

Philipp Seibald

Vice President Sales

+43 664 60801616

[email protected]

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